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The Kronig-Penney one-dimensional model α, Lecture notes of Chemistry

Purpose: to demonstrate that in solids, where many atoms stay closely, the interference between atoms will create allowed and forbidden bands of energy for ...

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The Kronig-Penney one-dimensional model
Purpose: to demonstrate that in solids, where many atoms stay
closely, the interference between atoms will create allowed and
forbidden bands of energy for electrons.
To simplify the analysis, we only consider a one-dimensional
system where atoms are aligned and equally spaced. This
constructs a one-dimensional potential function:
Where V0 is the value of potential barrier;
a
and
b
are lattice
constant, represent distance between atoms.
For an electron traveling in the x-direction in free-space, the
general solution of the wave equation is,
( )
jkxxexp)( =
!
Now, within this periodic potential structure, the solution should
be modified,
( )
jkxxux exp)()( =
!
Bring this assumed solution back to the Schrodinger equation,
[ ] 0)()(
2)(
22
2
=!+xxVE
m
dx
xd
"
"
!
In region I, where V(x) = 0, we have,
0)()(
)(
2
)(
1
22
1
2
1
2
=+xuk
dx
xdu
jk
dx
xud
α
(1)
V(x)
V0
0
-(b+a)
a
(b+a)
x
II
II
II
II
I
I
I
pf3
pf4
pf5

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The Kronig-Penney one-dimensional model

Purpose: to demonstrate that in solids, where many atoms stay closely, the interference between atoms will create allowed and forbidden bands of energy for electrons. To simplify the analysis, we only consider a one-dimensional system where atoms are aligned and equally spaced. This constructs a one-dimensional potential function: Where V 0 is the value of potential barrier; a and b are lattice constant, represent distance between atoms. For an electron traveling in the x-direction in free-space, the general solution of the wave equation is,

!( x )=exp ( jkx )

Now, within this periodic potential structure, the solution should be modified,

!( x )= u ( x )exp ( jkx )

Bring this assumed solution back to the Schrodinger equation,

[ ( )] ( ) 0

2 2 2

+ E! V x x =

m

dx

d x

In region I, where V(x) = 0, we have,

1 1 2 2 2 1 2

+ − k − u x =

dx

du x

jk

dx

d u x

V(x) V 0

  • (b+a) (^) - b 0 a^ (b+a) x II I II I II (^) I II

where 2 2

α = 2 mE /

In region II, where V(x) = V 0 , we have,

2 2 2 2 2 2 2

+ − k − u x =

dx

du x

jk

dx

d u x

where ( ) 2 (^20) 2 0

mV

E V

m

Equations (1) and (2) are two new equations for envelop u 1 (x) and u 2 (x) in regions I and II, respectively. The general solutions for (1) and (2) is, j k x j k x

u x Ae Be

( ) ( )

1 (^ )

− − +

α α For region I (0 < x < a) j k x j k x

u x Ce De

( ) ( )

2 (^ )

− − +

β β For region II (-b < x <

Boundary conditions:

Field continuity u 1^ (^0 )= u 2 (^0 )

0 0

= =

x dx x

du

dx

du

Periodic structure u 1^ (^ a )= u 2 (− b )

x a dx x b

du

dx

du

= = −

This results in 4 equations for coefficients A, B, C, and D,

A + B − C − D = 0

( α − k ) A −( α+ k ) B −( β− k ) C +( β − k ) D = 0

( ) ( ) ( ) ( )

jk aj + k ajk b j + k b

Ae Be Ce De

α α β β

Therefore, we have, cos( ) cos( ) sin( ) 2 0 a ka a mV ba a

 or, cos( ) cos( ) sin( ) a ka a a M + α = α α (3) where (^2) 0  mV ba M ≡ On the right-hand-side of equation (3),

− 1 <cos( ka )< 1

While on the left-hand-side of equation (3), the value of cos( ) sin( ) a a a M α α α

  • (^) is not bounded within ±1. Therefore, in order to have non-trivial solution of equation (3), the parameter 2

α = 2 mE / or ultimately the electron energy E

only has certain allowed values, while other values are forbidden. This gives an explanation of allowed and forbidden energy bands: Allowed energy band: cos( )^1 sin( )

  • aa a

M α

Forbidden energy band: cos( ) 1 sin( )

  • a > a a

M α

Although cos( ) cos( ) sin( ) a ka a a M + α = α α can be solved numerically, we only look at two extreme cases: (1) No periodic potential barrier V 0 = 0 or V 0 b = 0 and M=0,

Equation (3) becomes, cos(^ α^ a )^ =cos( ka )

Therefore α = k that is, k mE =  2 or, m k E 2 2 2  = Obviously any E-value is allowed, no restriction. (2) Very high periodic potential barrier V 0 b >> 1 and therefore, M

Equation (3) becomes, cos( ) sin( ) ka a a M =

Since M >>1, the solutions can only be found around sin(^ α^ a^ )=^0 ,

or, a mE n π α ≡ =±  2 with n = 1, 2, 3…. That is, a m n E 2 (^2 )  ⎟ ⎠ ⎞ ⎜ ⎝ ⎛ = π with n = 1, 2, 3…. Obviously, E has only discrete values. k E k E