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Linear Free Energy Relationships The Hammett Equation, Study notes of Organic Chemistry

The equation describing the straight line correlation between a series of reactions with substituted aromatics and the hydrolysis of benzoic acids with the same ...

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Autumn 2004
2
Linear Free Energy Relationships
Linear free energy relationships are attempts to develop quantitative
relationships between structure and activity.
Consider a particular reaction between two substrates. We might
carry out a series of reactions by varying one of the reactants
slightly, for example by examining substituents with a range of
electronegativities.
We might expect that the reaction rate, or the position of the
equilibrium between reactants and products, will change as we
change the reactant in this way.
If the same series of of changes in conditions affects a second
reaction in exactly the same way as it affected the first reaction, we
say that there exists a linear free energy relationship between
the two sets of effects.
Such relationships can be useful in helping to elucidate reaction
mechanisms and in predicting rates or equilibria.
Autumn 2004
3
The Hammett Equation
One of the earliest examples of a LFER between:
the rate of base catalysed hydrolysis of a group of
ethyl esters to form a series of carboxylic acids.
the equilibrium position of the ionisation in water of
the corresponding group of acids.
Caveats:
Ortho isomers do not fall
on the line.
Aliphatic acids do not fall
on the line.
!
log k=
"
logK+C
A direct relationship was found between these processes for a specific set
of compounds, the p- and m-substituted benzoic acids (R=Ar).
!
RCOOEt +OH"k
# $ # RCOO"+EtOH
!
RCOOH +OH"
K
# $ #
% # # RCOO"+H2O
pf3
pf4
pf5
pf8
pf9
pfa

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2

Linear Free Energy Relationships

  • Linear free energy relationships are attempts to develop quantitative

relationships between structure and activity.

Consider a particular reaction between two substrates. We might

carry out a series of reactions by varying one of the reactants

slightly, for example by examining substituents with a range of

electronegativities.

We might expect that the reaction rate, or the position of the

equilibrium between reactants and products, will change as we

change the reactant in this way.

If the same series of of changes in conditions affects a second

reaction in exactly the same way as it affected the first reaction, we

say that there exists a linear free energy relationship between

the two sets of effects.

Such relationships can be useful in helping to elucidate reaction

mechanisms and in predicting rates or equilibria.

Autumn 2004

The Hammett Equation

One of the earliest examples of a LFER between:

  • the rate of base catalysed hydrolysis of a group of ethyl esters to form a series of carboxylic acids.
  • the equilibrium position of the ionisation in water of the corresponding group of acids. - Caveats: - Ortho isomers do not fall on the line. - Aliphatic acids do not fall on the line. ! log k = " log K + C
  • A direct relationship was found between these processes for a specific set

of compounds, the p - and m - substituted benzoic acids (R=Ar).

! RCOOEt + OH "^ ## k $ RCOO "^ + EtOH ! RCOOH + OH " ##^ K $ %# # RCOO "^ + H 2 O

4

The Hammett Equation

  • Why do ortho isomers and aliphatic compounds not exhibit the straight line

relationship?

  • Steric considerations:
    • Crowding is increased in the tetrahedral transition state for o - isomers.
    • Flexibility of aliphatic compounds means that correlation between transition state structure and equilibrium position may not be strong. Autumn 2004

Derivation of the Hammett Equation

  • The relationship between the two reactions is given by:
    • Considering the unsubstituted carboxylic acid as the “base case”

reaction, we can subtract its value from both sides of the equation.

! log k = " log K + C

log k " log kH = # (log K " log K H )

The term (pKa(H) - pKa) is given the symbol !m or !p for meta and para-substituted benzoic acids and is known as the substitution constant. This can be calculated for any substituted benzoic acid for which we can find (or measure) pKa.

log

k

kH

' =^ (^ )^ ( pKa ( H ) *^ pKa ) =^ (^ )^ +

These are simply the pKa values of the substituted and unsubstituted benzoic acids.

8

Physical Meaning of! and "

  • The substituent constant! is a measure of the total polar effect exerted

by substituent X (relative to no substituent) on the reaction centre.

Electron-withdrawing m - NO 2 (! = + 0. 71 ) increases stability of tetrahedral intermediate compared to electron- donating m - CH 3 (! = - 0. 07 ). Methoxy substituent can be electron-with- drawing due to inductive effects ( meta ,! = + 0. 12 ) , or electron-donating ( para,! = - 0. 27 ) due to mesomeric effects. Autumn 2004

Physical Meaning of! and "

  • The reaction constant " is the slope of the line correlating log k or log K

with the sigma values of the substituents.

  • The sign of the slope tells whether a reaction rate is accelerated or

suppressed by electron-donating vs. electron withdrawing substituents.

  • Negative " is diagnostic of the development of positive charge at

the reaction centre in the transition state of the rate-limiting step.

  • rate will be suppressed by electron-withdrawing substituents.
  • Positive " is diagnostic of the development of negative charge at

the reaction centre in the transition state of the rate-limiting step.

  • rate will be accelerated by electron-withdrawing substituents.
  • The magnitude of " is a measure of how susceptible a reaction is to the

electronic characteristics of the substituent.

10 -1 -0.8 -0.6 -0.4 -0.2 0 0.2 0.4 0.6 0.8 1 sigma logk/ko or log K/Ko a b c d

Significance of "

  • Let’s consider again two of

the reaction examples we

looked at previously:

"= - 2. 69 "= 2. 51

a

d

NH 2 Cl O X COOEt X COO! OH! X N H O

  • k X benzene 25 C

k EtOH/H 2 O 25 C

electron- electron-

donating withdrawing

Autumn 2004

A Closer Look at Substituent Constants

  • In many cases, we find that strongly electron-withdrawing or strongly

electron-donating substituents don’t fall on the line predicted by the

Hammett correlation.

  • Example: p -CN and p - NO 2 are above the line; this suggests that

compounds with these substituents act as stronger acids than we

would have predicted from their! values.

When electron-withdrawing due to to

mesomeric effects can be extended to

the reaction centre via “ through

conjugation”, the result is an even

more stabilized species.

X OH

  • H 2 O X O!
  • H 3 O+

14

Uses of Hammett Plots

  • How do we make use of Hammett plots?
    • Calculation of k or K for a specific reaction of a specific

compound:

! log kx k (^) H = " # $ (^) x

If we know " for a particular reaction, then we

can calculate the rate (or equilibrium) constant

for any substituent relative to that for the

unsubstituted compound (because we also know

! for the substituent).

  • To provide information about reaction pathways:
    • Magnitude and sign of " tell about development of charge at

reaction centre.

  • If !+^ or !-^ gives a better correlation than !, then we know we have

a reaction where through conjugation is important.

  • Deviations from linearity: arguably, the most mechanistically

informative Hammett plots are ones that don’t give straight lines!

Autumn 2004

Deviations from Linearity in Hammett Plots

  • Concave Upwards deviation:

Compare the Hammett plots for the hydrolysis of ArCO 2 R (R= Me and

Et) carried out in 99.9% H 2 SO 4.

  • Me esters show well-behaved plot with " = -3.
  • Et esters show well-behaved plot with " = -3.25 switching to " = +

Ar OMe O +H OH 2 Ar OMe O H+ slow H 2 O Ar O CH 3 OH H 2 O Ar OH O H+ +H OH 2 Ar OH O

Mechanism for Me esters:

Positive charge develops at reaction

centre during rate-limiting step

16

Deviations from Linearity in Hammett Plots

  • Concave Upwards deviation: What happens for Et esters?

Change in mechanism: positive charge near reaction centre is decreased

in rate-limiting step, leading to a positive " value.

Mechanism changes for Et esters but not Me esters because a stable

carbocation +CH 2 Me can be formed in Et ester case.

Mechanism for Et esters:

For electron-withdrawing substituents:

Positive charge at reaction centre is

decreased during rate-limiting step.

Ar OCH 2 Me O +H OH 2 Ar O O H+ CH 2 Me slow Ar O OH

  • (^) CH 2 Me Autumn 2004

Deviations from Linearity in Hammett Plots

  • Concave Upwards deviation:

Concave upwards deviation can usually be taken as evidence of a change

in reaction mechanism.

  • Any new pathway coming into play must be faster than the original

pathway, or the original pathway would continue to dominate.

  • A faster pathway gives an upward curving deviation. 0 10 20 30 40 50 60 70 80 90 100 0 0.2 0.4 0.6 0.8 1 sigma ln k new, faster pathway

20

Deviations from Linearity in Hammett Plots

  • Concave Downwards deviation: Which step is rate-limiting? C+ Ar Ar ! H 2 O C Ar Ar +OH 2 C+ Ar Ar C+ Ar Ar^ H

a)

b)

b) r.l.s.

a) r.l.s.

  • In a), positive charge at the reaction centre is increasing (" = negative).

This suggests that a) is rate-limiting for the right of the Hammett pot.

  • In b), positive charge at the reaction centre is decreasing (" = positive).

This suggests that b) is rate-limiting for the left of the Hammett plot.

Autumn 2004

Deviations from Linearity in Hammett Plots

  • Concave Upwards deviation:
    • indicates change in reaction mechanism.
  • Concave Downards deviation:
    • indicates same mechanism, change in rate-limiting step.

22

Thermodynamic Implications of Hammett Plots

  • We have mentioned several times that linear free energy relationships make a correlation between thermodynamic ($G°) and transition state ($G‡) properties of the reaction, which is grounded on an empirical and not a theoretical basis. ! RCOOEt + OH "^ ## k $ RCOO "^ + EtOH ! RCOOH + OH " ##^ K $ %# # RCOO "^ + H 2 O

log(k/

kH

log(K/KH)

Rate constant:

"2.303 RT # log

k

kH

) =^ * H^

m " * H

x m

( ) "^ T^ * S

m " * S

x m

Equilibrium constant:

"2.303 RT # log

K

K H

) =^ * H^

o " * H

x o

( ) "^ T^ * S

o " * S

x o

Autumn 2004 23

Thermodynamic Implications of Hammett Plots

  • Why do these relationships work?
  • The implicit meaning of a linear Hammett plot is that one or more of the following three conditions is satisfied in each series of reactions: -. $H is linearly related to $S for the series -. $H is constant for the series -. $S is constant for the series

Rate constant:

"2.303 RT # log

k

kH

) =^ * H^

m " * H

H m

( ) "^ T^ * S

m " * S

H m

Equilibrium constant:

"2.303 RT # log

K

K H

) =^ * H^

o " * H

H o

( ) "^ T^ * S

o " * S

H o