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Health and Safety at Work Act and Building Regulations: Offences and Compliance, Study notes of Accounting

The offences related to the Health and Safety at Work etc. Act 1974 and Building Regulations in the UK. It covers various contraventions, including failing to discharge duties, obstructing inspectors, and making false statements. Additionally, it discusses the role of certificates, fees, and enforcement authorities in ensuring compliance with these regulations.

What you will learn

  • What are the offences related to failing to discharge duties under the Health and Safety at Work etc. Act 1974?
  • Which authorities are responsible for enforcing building regulations in Inner London?
  • What are the continuing requirements imposed on owners and occupiers of buildings under building regulations?
  • What role do certificates play in ensuring compliance with building regulations?

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Health and Safety at Work
etc. Act 1974
CHAPTER 37
ARRANGEMENT OF SECTIONS
PART I
HEALTH, SAFETY AND WELFARE IN CONNECTION
WITH WORK, AND CONTROL OF DANGEROUS SUBSTANCES
AND CERTAIN EMISSIONS INTO THE ATMOSPHERE
Section
1. Preliminary.
Preliminary
General duties
2. General duties of employers to their employees.
3. General duties of employers and self-employed to persons
other than their-employees.
4. General duties of persons concerned with premises to
persons other than their employees.
5. General duty of persons in control of certain premises in
relation to harmful emissions into atmosphere.
6. General duties of manufacturers etc. as regards articles
and substances for use at work.
7. General duties of employees at work.
8. Duty not to interfere with or misuse things provided
pursuant to certain provisions.
9. Duty not to charge employees for things done or provided
pursuant to certain specific requirements.
The Health and Safety Commission and
the Health and Safety Executive
10. Establishment of the Commission and the Executive.
11. General functions of the Commission and the Executive.
12. Control of the Commission by the Secretary of State.
13. Other powers of the Commission.
14. Power of the Commission to direct investigations and
inquiries.
Health and safety regulations and approved codes
of practice
15. Health and safety regulations.
16. Approval of codes of practice by the Commission.
17. Use of approved codes of practice in criminal proceedings.
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Health and^ Safety^ at Work

etc. Act^1974

CHAPTER 37

ARRANGEMENT OF SECTIONS

PART I

HEALTH, SAFETY AND WELFARE IN CONNECTION WITH WORK, AND CONTROL OF DANGEROUS SUBSTANCES AND CERTAIN EMISSIONS INTO THE ATMOSPHERE

Section

  1. Preliminary.

Preliminary

General duties

2. General duties ofemployers to theiremployees.
3. General duties of employers and self-employed to persons
other than their-employees.
4. General duties of persons concerned with premises to
persons other than their employees.
5. General duty of persons in^ control^ of certain^ premises in
relationtoharmful emissions intoatmosphere.
6. General duties of manufacturers^ etc.^ as^ regards^ articles
and substancesfor use atwork.
7. Generaldutiesofemployees atwork.
8. Duty not to interfere with^ or^ misuse^ things^ provided
pursuant tocertain provisions.
9. Duty not to charge employees^ for^ things^ done^ or^ provided
pursuantto certain specific^ requirements.

The Health andSafety Commission^ and the Health andSafety^ Executive

10. Establishment ofthe^ Commissionand^ theExecutive.
11. General functions^ ofthe^ Commissionand^ theExecutive.
12. Control ofthe Commission bythe Secretary ofState.
13. Otherpowers oftheCommission.
14. Power of the Commission to direct investigations and

inquiries.

Health andsafety regulations andapprovedcodes

ofpractice

15. Healthand^ safetyregulations.
16. Approval ofcodes^ ofpractice^ by^ the^ Commission.
17. Use ofapproved codes^ ofpractice incriminal proceedings.
A

ii c. (^37) Health andSafety at Work (^) etc. Act 1974

Section

Enforcement

18. Authorities responsible for enforcement of the relevant
statutory provisions.
19. Appointmentofinspectors.
20. Powers ofinspectors.
  1. Improvement (^) notices.
  2. Prohibitionnotices.
23. Provisions supplementary to ss. 21 and22.
24. Appeal against improvementorprohibitionnotice.
25. Power to deal withcause ofimminent danger.
26. Powerofenforcingauthoritiestoindemnifytheirinspectors.
Obtaining anddisclosure ofinformation
27. ObtainingofinformationbytheCommission,theExecutive,

enforcing authorities etc.

28. Restrictions on disclosure ofinformation.

Specialprovisions^ relating^ to^ agriculture

29. General functions of Ministers^ responsible^ for^ agriculture
in relation to therelevant agricultural purposes.
30. Agricultural healthand safetyregulations.
31. Enforcement of the relevant statutory provisions in con-

nectionwith agriculture.

32. Application ofprovisions of this Part in connection with

agriculture.

Provisions as to offences

  1. Offences.
34. Extension oftime for bringing summary proceedings.
  1. Venue.
36. Offences due to fault ofother person.
  1. Offences by bodies corporate.
38. Restriction on institution of proceedings in England and

Wales.

  1. Prosecutions by inspectors.
40. Onus ofproving limits ofwhat is practicable etc.
  1. Evidence.
42. Powerofcourt toorder cause ofoffence toberemedied^ or,

in certain cases, forfeiture.

Financialprovisions

  1. Financialprovisions,

iv c.^37 Health^ andSafety^ at^ Worketc.^ Act^1974

Section

69. Provisions^ relating^ to^ appeals^ etc.^ to^ the^ Secretary^ ofState

undercertain^ provisions.

70. Power to^ make^ building^ regulations^ for^ Inner^ London.
  1. Civil liability.
  2. Applicationto Crown.
  3. Applicationto^ United^ KingdomAtomic^ EnergyAuthority.
  4. Meaning of^ "building"^ etc.^ in^ connection^ with,^ and
construction ofreferences to, building regulations.
75. Amendment ofBuilding^ (Scotland)^ Act^ 1959.
  1. Construction and interpretation^ ofPart^ IIIand^ other^ pro- visions relating to building regulations.
PART IV

M1scELLANEous Arm^ GENERAL

77. Amendment ofRadiological ProtectionAct^ 1970.

78. Amendment ofFire Precautions^ Act^ 1971.

79. AmendmentofCompanies Acts^ as^ to^ directors'^ reports.
  1. General power^ to^ repeal^ or^ modify^ Acts^ and^ instruments.
  2. Expenses and^ receipts.
  3. General provisions^ as^ to^ interpretationand^ regulations.
83. Minorand^ consequential^ amendments,and^ repeals.
84. Extent, and^ application^ ofAct.
  1. Short title^ and^ commencement.

SCHEDULES:

Schedule 1-Existing enactments which are relevant

statutory provisions.

Schedule 2-Additional^ provisions^ relating^ to^ con-
stitution etc. of the Commission and

Executive.

Schedule 3-Subject-matter of^ health and^ safety

regulations. Schedule 4-ModificationsofPart Iin connection with agriculture.

Schedule 5-Subject-matterofbuildingregulations.
Schedule 6-Amendments of enactments relating to

buildingregulations.

Schedule 7-Amendments of Building (Scotland) Act
Schedule 8-Transitional^ provisions withrespect^ tofire

certificates under Factories Act^1961 or Offices, Shopsand Railway Premises Act

Schedule 9-Minorand consequentialamendments.

Schedule 10-Repeals.

ELIZABETH (^) II

c.37 (^) I

Health and Safety at Work

etc. Act 1974

1974 CHAPTER 37

AnActtomake further provision forsecuring thehealth,

safety (^) and welfare ofpersons at work, for protecting

others against risks to health or safety in connection

withtheactivities ofpersonsatwork, forcontrollingthe

keepinganduseandpreventingtheunlawfulacquisition, possession (^) and use of dangerous substances, and for

controlling certain emissions into the atmosphere; to

makefurtherprovision withrespecttothe employment

medicaladvisory service; to amend the law relating to

building regulations, and the Building (Scotland) Act

1959; and for connectedpurposes. [31stJuly 1974]

BE IT ENACTED by the Queen's mostExcellentMajesty, by and
with the advice and consent of the Lords Spiritual and
Temporal, and Commons, in this present, Parliament

assembled, andby theauthority ofthesame, as follows:

PART I

HEALTH, (^) SAFETY AND WELFARE IN CONNECTION WITH WORK, AND (^) CONTROL OF DANGEROUS SUBSTANCES AND CERTAIN EMISSIONS INTO THE^ ATMOSPHERE

Preliminary

1.=(l) The provisions of this Part shall have effect with a Preliminary.

view (^) to-

(a) securing the health, safety and welfare^ of^ persons^ at

work;

(b) protecting persons other than persons at^ work^ against
risks to health or safety^ arising^ out^ of^ or^ in^ con-
nection with the activities^ of^ persons^ at^ work;

A

Health and (^) Safety at Work etc. Act 1974 c. 37

(d) so far as is reasonably practicable as regards any place
of work under the employer's control, the maintenance
of it in a condition that is safe and without risks to

health (^) and the provision and maintenance of means

of access^ to and egress from it that are safe and with-

out (^) such risks; (e) the provision and maintenance of a working (^) environ-

ment for his employees that is, so far as is reasonably

practicable, (^) safe, without (^) risks to health, (^) and adequate

as regards facilities and arrangementsfor their welfare

at work.

(3) Except in such cases as may be prescribed, it shall be the
duty of every employer to prepare and as often as may be
appropriate revise a written statement of his general policy with
respect to the health and safety at work of his employees and
the organisation and arrangements for the time being in force
for carryingout that policy, and to bring the statement and any
revision of it to the notice of all of his employees.

(4) Regulations made by the Secretary of State may provide

for the appointment in prescribed cases by recognised trade

unions (within the meaning of the regulations) of safety repre-

sentatives from amongsttheemployees, andthose representatives

shall represent theemployees in consultationswiththe employers

under subsection (6) below and shall have^ such other functions

as may be prescribed.

(5) Regulations made by the Secretary (^) of State may provide for the election in prescribed cases by employees of safety

representatives from amongst the employees, and those repre-

sentativesshall represent the employees in consultations with the

employers under subsection (6) below and may have such other

functions as may be prescribed.

(6) It shall^ be^ theduty^ of^ every^ employer^ to^ consult^ any^ such

representatives with^ a^ view^ to^ the^ making^ and^ maintenance^ of
arrangements which^ will^ enable^ him^ and^ his^ employees^ to^ co-

operate effectively in^ promoting^ and^ developing^ measures^ to

ensure the health and^ safety^ at^ work^ of^ the^ employees,^ and^ in

checking the effectiveness of^ such^ measures.

(7) In such cases as^ may^ be^ prescribed^ it^ shall^ be^ the^ duty^ of

every employer, ifrequested todo^ so^ bythe^ safetyrepresentatives

mentioned in subsections (4)^ and^ (5)^ above,^ to^ establish,^ in
accordance with regulations^ made^ by^ the^ Secretary^ of^ State,
a safety committee having^ the^ function^ of^ keeping^ underreview
the measurestaken^ toensure^ the^ health^ andsafety^ at^ work^ of^ his

employees and such other functions as^ may^ beprescribed.

PART I

3

A

4 c. 37 Health^ andSafety^ at^ Work^ etc.^ Act^1974

PART I 3.-(1) It shall be the duty of every employer to conduct his

Generalduties undertaking in such a way as to ensure,^ so^ far^ as^ is^ reasonably ofemployers (^) practicable, (^) that persons not in his employment who may be and self- (^) affected thereby are not thereby exposed to (^) risks to their health employed to persons other or^ safety. thantheir (^) (2) (^) Itshallbethe duty ofeveryself-employed persontoconduct employees. his undertakingin^ such^ away^ as^ to^ ensure,^ so^ faras^ is^ reasonably practicable, that^ he^ and^ other^ persons^ (not^ being^ his^ employees) who may^ be^ affected^ thereby^ are^ not^ thereby^ exposed^ to^ risks to their health^ or^ safety.

(3) In^ such^ cases^ as^ may^ be^ prescribed,^ it^ shall^ be^ the^ duty

of every employer and every self-employed person, in the prescribed circumstances^ and^ in^ the^ prescribed^ manner,^ to give to^ persons^ (not^ being^ his^ employees)^ who^ may^ be^ affected by the way in^ which he^ conducts^ his^ undertaking^ the^ prescribed information about such^ aspects^ of^ the^ way^ in^ which he conducts his undertaking as might^ affect their^ health or safety.

General 4.---(1) This section has effect for imposing on persons duties

duties of (^) in relation tothose who- persons (^) (a) (^) are nottheir emptoyees ; but concerned with premises (^) (b) use non-domestic premises made available (^) to them as a topersons (^) place of work or as a place where (^) they may use plant otherthan (^) or (^) substances provided their for^ theiruse^ there, employees. (^) and applies to (^) premises so made available and other non- domestic premises^ used^ in^ connection withthem. (2) Itshall be the duty of each person who (^) has, to any extent, control ofpremises to which this section (^) applies or of the means of access thereto or egress therefrom or of any plantor (^) substance

in such premises to take such measures as itis reasonable for a

person in his position to take to ensure, so far (^) as is (^) reasonably practicable, that the premises, (^) all means of access thereto or

egress therefrom availablefor use by persons using the premises,

and any plant or substance in the (^) premises or, as the case (^) may be, provided for use there, (^) is or are safe and without (^) risks to health. (3) (^) Where a person has, by virtue ofany contract (^) or tenancy, an obligation (^) ofany (^) extent in relationto- (a) (^) the maintenance (^) or repair of any premises (^) to which this section (^) applies or any means of access (^) thereto or, egress therefrom (^) ; or (b) :the safety (^) of or the absence (^) of risks to health (^) arising from plant (^) or substances in (^) any such premises ;

that person shall be treated, for the purposes of subsection (2)

above, as being (^) a person who (^) has control of the matters (^) to whichhis (^) obligationextends.

6 c.^37 Health^ andSafety^ at^ Work^ etc.^ Act^1974

PART I or arrange for the carrying out of any necessary research^ with^ a

view to the discovery and, so far as is reasonably practicable, the elimination or minimisation of any risks to^ health^ or^ safety to which the design or article maygive rise.

(3) It shall be the duty of any person who erects^ or^ installs

any article for use at work in any premises where^ that article

is tobeused by persons at worktoensure, so far as is reasonably

practicable, that nothing about the way in which itis erected^ or

installed makes itunsafe or a risk to health when^ properly^ used.

(4) It^ shall^ be^ the^ duty of any person^ who^ manufactures, imports (^) or supplies any substance for use at work- (a) to (^) ensure, so far as is reasonably practicable, that the substance is safe (^) and without risks to (^) health when properly used ;

(b) to carry out or arrange for the carrying out of such

testing and examination as may be necessary for the performance of the duty imposed on him by the pre- ceding paragraph; (c) to take (^) such steps as are necessary (^) to secure that there

will be available in connection with the use of the

substance at work adequate information about the results of any relevant tests which have (^) been carried out on or in connection with the (^) substance and about

any conditions necessary to ensure that it will be

safe and without risks to health (^) when properly used.

(5) It shall be the duty of any person who undertakes the

manufacture of any substance for use at work to carry out or
arrange for the carrying out of any necessary research with a

view to the discovery and, so far as is reasonably (^) practicable,

the elimination or minimisation of any risks to health or safety

to which the substance may^ give rise. (6) Nothing in (^) the preceding provisions of this (^) section shall be taken to require a person to repeat any testing, examination or research^ which has been carried out otherwise (^) than by him

or at his instance, in so far as it is reasonable for him to rely

on the results thereof for the purposes of those provisions.

(7) Any duty imposed on any person by any (^) of the preceding provisions of this section shall extend only to things (^) done in the course of a trade, business or other undertaking (^) carried (^) on

by him (whether for^ profit^ or^ not)^ and^ to matters within his

control.

(8) Where a person designs, manufactures, imports (^) or supplies

an article for or to another on the basis of a writtenundertaking

by that other to take specified steps sufficient to ensure, (^) so far

as is reasonably practicable, that the article will be safe and

Health andSafety at Work etc. Act 1974 c. 37 7

without risks to health when properly used, the undertaking PART I

shall have the effect of relieving the first-mentioned (^) person

from the duty imposed by subsection (1)(a) above to such

extent as is reasonable having regard to the terms of (^) the under- taking.

(9) Where a person ("the ostensible supplier") supplies any
article for use at work or substance for use at work to another
("the customer") under a hire-purchase agreement, conditional
sale agreement or credit-sale agreement, and the ostensible

supplier-

(a) carries on (^) the business of financing the acquisition of

goods by others by means of such agreements ; and
(b) in the course of that business acquired his interest in

the article (^) or substance supplied to the customer as a meansof financingits acquisitionby the customerfrom

a thirdperson (" theeffective supplier"),
the effective supplier and not the ostensible supplier shall be

treated for the purposes of this section as supplying the article or substance to the^ customer, and any duty imposed by the precedingprovisionsof thissection (^) on suppliersshall accordingly

fall on the effective supplier and not on the ostensible supplier.
(10) For the purposes of this section an article or substance
is not to be regarded as properly used where it is used without
regard to any relevant information or advice relating to its use

which has been made available by a person by whom it was

designed, manufactured, imported or supplied.

  1. It shall (^) be the duty of every employee while at work-General duties
(a) to take reasonable care for the health and safety of
ofwork

yees

himself and of other persons who may be affected by
hisacts or omissions at work; and
(b) as regards any duty or requirement imposed on his
employer or any other person by or under any of the
relevant statutoryprovisions, toco-operate withhim so
far as is necessary to enable that duty or requirement
to be performed or complied with.
  1. No person shall intentionally or recklessly interfere withPuty (^) or or misuse anything provided in the interests^ of^ health,^ safetyna-punu4nt
or welfare in pursuance of any of^ the^ relevant^ statutory^ to^ certain

provisions.

provisions.

9. No employer shall levy or^ permit^ to^ be^ levied^ on^ anyDu employeesy for

employee of his any charge in respect^ of^ anything^ done^ orprosdoneponuant

provided inpursuance of anyspecificrequirementof^ the^ relevantwrequirements.certain^ specific
statutory provisions.

Health and Safety at Work etc. (^) Act 1974 c. 37 9

(2) It shall (^) be the duty of the Commission, except as PARTI

aforesaid-

(a) to assist and encourage (^) persons concerned with matters relevant to (^) any of the general purposes of this Part to further those (^) purposes ;

(b) to make such arrangements as it considers appropriate

for the carrying out ofresearch, the publication of the

results (^) of research and the (^) provision of training and information in connection with those purposes, (^) and to encourage research (^) and the provision of (^) training and information inthat connection by others

(c) to make such arrangements as it considers appropriate

for securing that government (^) departments, employers. employees, organisations representing (^) employers and employees respectively, and other persons (^) concerned with matters (^) relevant to any of those purposes are provided with (^) an information and advisory service and (^) are kept (^) informed of, and adequately advised on, such matters (^) ; (d) to submit from (^) time to time to the authority having power to make (^) regulations under any of the relevant statutory (^) provisions such proposals as the Com- mission considers appropriate for the making of regulations under thatpower.

(3) Itshall (^) be the duty (^) ofthe Commission-

(a) to submit to the Secretary of State from time to time

particulars of what it proposes to do for the purpose

of performing its functions; and (b) subject to the following paragraph, to ensure that its activities (^) are in accordance with proposals approved

by the Secretary ofState; and

(c) to give effect to any directions given to it by the

Secretary of State.
(4) Inaddition toany other functions conferred on the Execu-

tive byvirtue of this Part, itshallbe the duty of the Executive-

(a) to exercise on behalf of the Commission such^ of^ the

Commission's functions as the Commission directs^ it

toexercise; and

(b) to give effect^ to any^ directions^ given^ to^ it^ by^ the^ Com-

mission otherwise than in pursuance of^ paragraph^ (a)

above ;

but, except for the purpose^ of^ giving^ effect^ to^ directions^ given

to the (^) Commission by the Secretary of^ State,^ the^ Commission shall not (^) give to the Executive any^ directions^ as^ to^ the^ enforce- ment of any of the relevant statutory^ provisions^ in^ a^ particular case.

10 c.^37 Health^ andSafety^ at^ Work^ etc.^ Act^1974

PART I (5) Without prejudice to subsection (2) above, it^ shall^ be^ the

duty of the Executive, if so requested by a^ Minister^ of^ the

Crown-

(a) (^) to provide him with information about the activities of the Executivein connection withany matterwith which he is concerned ; and (b) to provide him with advice on any matter^ with^ which he is concerned on which relevant expert advice^ is obtainable from any of the officers or servants of^ the Executive but which is not relevant to any of the general purposes (^) of this Part. (6) The Commission and the Executive shall, subject to any

directions given to it in pursuance of this Part, have power to

do anything (except borrow money) which is calculated to facilitate, or is conducive or incidental to, the performance of

any function of the Commission or, as the case may be, the

Executive (including a function conferred on it by virtue of this

subsection).

Control ofthe Commission bythe Secretary ofState.

Otherpowers ofthe Commission.

  1. The Secretary of State may- (a) approve, with or without modifications, any proposals submitted to (^) him in pursuance (^) of section 11(3)(a) ;
(b) give^ to^ the^ Commission^ at^ any^ time^ such^ directions
as he thinks fit with respect to its functions (including

directions modifying its functions, (^) but not directions

conferring on it functions other than any of which it

was deprived by previous directions (^) given by virtue of

this paragraph), and any directions which it appears

to him requisite or expedient to give in (^) the interests of the safety ofthe State.

13.-(1) The Commission shall have power-

(a) to make agreements with any (^) government department or other person for that (^) department or person (^) to per- form on behalf of the Commission (^) or the Executive (with or without payment) (^) any of the functions (^) of the Commission or, as the case may (^) be, of the (^) Executive; (b) subject to subsection (2) below, to (^) make agreements with any Minister of the Crown, government (^) depart- ment or other public authority for the (^) Commission (^) to perform on behalf of that Minister, (^) department or authority (with or without payment) (^) functions exercis- able by the Minister, department (^) or authority (includ- ing, in the case ofa Minister, (^) functions notconferred (^) by an enactment),^ being functions which in the (^) opinion of the Secretary of State can appropriately (^) be per- formed by the Commission in connection with (^) any of the Commission's functions ;

(^12) c. (^37) Health andSafety at Work etc. Act 1974

PART I (b) with the consent of the Secretary of State direct an

inquiry to be held into any such matter^ ; but (^) shall not do so in any particular case that appears to the Commission (^) to involve only matters relating exclusively to agricultural operations.

(3) Any inquiry held by virtue of subsection (2)(b)^ above shall

be held in accordance with regulations made for the purposes

of this subsection by (^) the Secretary of State, and shall be held in public except where or to the extent that the regulations provideotherwise.

(4) Regulations made^ for^ the^ purposes^ of^ subsection^ (3)^ above
may in particularinclude provision-

(a) conferring on the person holding any such inquiry, and any personassisting^ himinthe^ inquiry,powers^ of^ entry and inspection ; (b) conferring on any such person powers of (^) summoning witnesses to give evidence or produce documents and power to take evidence on oath and administer oaths orrequire the (^) making of (^) declarations; (c) requiring any such inquiry to be held otherwise than in public where or to the extent that a Minister of the Crown so directs.

(5) Inthe case ofa special reportmade byvirtue ofsubsection

(2)(a) above or a report made by the person holding (^) an inquiry held by virtue of subsection (2)(b) above, the (^) Commission may

cause the report, or so much of it as the Commission thinks fit,

to be made public at such time and in such manner (^) as the Commission thinks fit.

(6) The^ Commission-

(a) in the case of an investigation^ and special report made by virtue of subsection (2)(a) above (otherwise than by an officer or servant of^ the Executive),^ may pay (^) to

the person making^ it^ such^ remuneration^ and expenses

as the Secretary of^ State^ may,^ with^ the approval (^) of the Minister for the Civil^ Service,^ determine ; (b) in the case of^ an^ inquiry^ held^ by^ virtue of subsection

(2)(b) above, may^ pay^ to^ the^ person^ holding it and to

any assessor appointed to assist him such remuneration and expenses, and to persons attending the inquiry (^) as witnesses such^ expenses,^ as^ the^ Secretary^ of^ State may, with the like approval, determine ; and (c) may,^ to^ such^ extent^ as^ the^ Secretary^ of^ State^ may^ deter-

mine, defray the other costs, if any, of any such

investigation and special reportor inquiry.

Health and Safety at Worketc. Act 1974 c. 37 13

(7) Where an inquiry is directed to be held by virtue of PARTI

subsection (2)(b)^ above into any matter to which this section

applies arising in Scotland, being a matter which causes (^) the

death of any person, no inquiry with regard to that death shall,

unless the Lord Advocate otherwise directs, be held in pur-

suance ofthe FatalAccidentsInquiry (Scotland) Act 1895. 1895 c.

Health and safety regulations andapprovedcodes of practice

15.-(1) Subject to the provisions of section 50, the Secretary Healthand

of State shall have powerto make regulations under this section safety (in this part referred to as "health and safety regulations ") forregulations. any of the general purposes of this Part except as regards matters relating exclusively to agricultural operations.

(2) Without prejudice to the generality of the preceding sub-

section, health and safety regulations may for any of the general
purposes of this Part make provision for any of the purposes

mentioned in Schedule 3.

(3) Health and safety regulations-

(a) may^ repeal^ or modify^ any^ of^ the existing statutory provisions;

(b) (^) may exclude or modify inrelation to any (^) specified class of case any of the provisions of sections (^2) to 9 or any of the existing^ statutory^ provisions^ ; (c) may make a specified authority or class of authorities

responsible, to^ such extent^ as^ may be specified, for

the enforcement of any of the relevant statutory provisions.

(4) Healthand safety regulations-

(a) may impose requirements by reference to^ the approval of the Commission or any other specified^ body^ or person ;

(b) may provide for references in^ the^ regulations^ to^ any

specified document to operate as^ references^ to^ that document as^ revised^ or^ re-issued^ from^ time^ to^ time.

(5) Health and safetyregulations-

(a) may provide (either unconditionally^ or^ subject^ to^ con-

ditions, and with or^ without^ limit^ of^ time)^ for

exemptions from any^ requirement^ or^ prohibition imposed by^ or^ under^ any^ of^ the^ relevant^ statutory provisions ;

(b) may enable exemptions^ from^ any^ requirement^ or^ pro- hibition imposed^ by^ or^ under^ any^ of^ the^ relevant

Health andSafety at Work (^) etc. Act1974 c.37 15

16.-(1) For the purpose of providing practical guidance with PART I

respect to the requirements of any provision ofsections 2 to 7 or (^) Approval

ofhealth andsafety regulations orofany oftheexisting statutoryofcodes of

provisions, the Commission may, subject to the following sub-practice section and except as regards matters relating exclusively to (^) Commission.

agricultural operations-

(a) approve and issue such codes of practice (whether pre-

pared by itor not) as in its opinion are suitablefor that

purpose ; (b) approve such codes of practice issued or proposed tobe issued (^) otherwise than (^) by the Commission as in its

opinion are suitable forthatpurpose.
(2) The Commission shall not approve a code of practice

under subsection (1) above without the consent of the (^) Secretary

ofState, and shall, before seekinghis consent, consult-

(a) any government department or other body that (^) appears to the Commission to be appropriate (and, in par- ticular, in the case of a code relating to electro- magnetic radiations, the National Radiological Protection Board); and

(b) such government departments^ and other bodies, if any,

as in relation (^) to any matter dealt with in (^) the code, the Commission is required (^) to consult under this (^) section

by virtue of directions given to it by the Secretary of

State.

(3) Where^ a^ code^ of^ practice^ is^ approved^ by^ the^ Commission under subsection (1) above, the Commission shall issue a notice

in writing-

(a) identifying the code in question and stating the date on

which its approval by theCommission is to take effect ; and

(b) specifying for which of the provisions mentioned in

subsection (1) above the code is^ approved.

(4) The Commissionmay- (a) from time to time revise the whole or any part of any

code of practice prepared by it in pursuance of^ this

section ; (b) approve any revision or^ proposed^ revision^ of^ the^ whole

or any part of any^ code of practice^ forthe,^ time^ being

approved under this^ section;

and the provisions of^ subsections^ (2)^ and^ (3)^ above^ shall,^ with

the necessary modifications,^ apply^ in^ relation^ to^ the^ approval of any revision under this^ subsection^ as^ they^ apply^ in^ relation to the approval ofa code of practiceunder^ subsection^ (1)^ above.

16 c.^37 Health^ andSafety^ at^ Work^ etc.^ Act^1974

PART I (5) The Commission^ may^ at^ any^ time^ withthe^ consent^ of^ the

Secretary of State withdraw^ its^ approval^ from^ any^ code^ of^ prac- tice approved under^ this^ section,^ but^ before^ seeking^ his^ consent shall consult the^ same^ government^ departments^ and^ other

bodies as it would be^ required^ to^ consult^ under^ subsection^ (2)

above if it were proposing to^ approve^ the^ code.

(6) (^) Where under the preceding subsection^ the^ Commission withdraws its^ approval^ from^ a^ code^ of^ practice^ approved^ under this section, the^ Commission^ shall^ issue^ a^ notice^ in^ writing identifying the^ code^ in^ question^ and^ stating^ the^ date^ on^ which

its approval ofitistocease^ tohave^ effect.

(7) References in this Part^ to^ an^ approved^ code^ ofpractice^ are

references to that code as it has effect for^ the^ time^ being^ by

virtue of any revision of the whole or^ any^ part^ of^ it^ approved

under this section. (8) The^ power^ of^ the^ Commission^ under^ subsection^ (1)(b) above to^ approve^ a^ code^ of^ practice^ issued^ or^ proposed^ to^ be issued otherwise than^ by^ the^ Commission^ shall^ include^ power^ to approve a part of such a code of practice ; and accordingly in this Part "code of practice" may be read as including a part of such a code of practice.

Use of approved codes of practice in criminal proceedings.

17.-(1) A failure on the part of any person to observe any

provision of an approved code of practice shall not (^) of itself render him liabletoany civilor criminal proceedings (^) ; but where in any criminal proceedings^ a^ party^ is^ alleged tohave committed an (^) offence by reason of a contravention (^) of any requirement or prohibition imposed by or under any (^) such provision as (^) is

mentioned in section 16(1) being a provision for which there

was an approved code of practice (^) at the time of the (^) alleged contravention, the^ following subsection shall have (^) effect with respect to that code in relation to those proceedings.

(2) Any^ provision^ of^ the^ code of practice (^) which appears to the courtto be relevant to the requirement or prohibitionalleged to have been contravened shall be admissible (^) in evidence (^) in the proceedings ; and if^ it is proved that there (^) was at any (^) material time a failure^ to observe any provision (^) of the code (^) which

appears to the court to be relevant to any matter which it is

necessary for the prosecution to prove in order to establish a

contravention of that requirement (^) or prohibition, (^) that matter shall be taken as proved unless (^) the court is satisfied (^) that (^) the requirement or prohibition was (^) in respect of (^) that (^) matter complied with otherwise than (^) by way of observance (^) of (^) that provision of the code.

(3) In any criminal proceedings-

(a) (^) a document purporting to (^) be a notice issued (^) by the Commission under section (^16) shallbe taken (^) tobe such a notice unless (^) the contrary is proved (^) ; and