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Theodor Adorno's concept of the 'adequate' listener and their affinity with his criticized category, the popular music devotee. Adorno's critique of popular music and its listeners is analyzed, revealing contradictions and implications for musical autonomy and individuality in society.
Typology: Study notes
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Spontaneity is consumed by the tremendous effort which each indi- vidual has to make in order to accept what is enforced upon him- an effort which has developed for the very reason that the veneer veiling the controlling mechanisms has become so thin. In order to become a jitterbug or simply to "like" popular music, it does not by any means suffice to give oneself up and to fall in line passively. To become transformed into an insect, man needs that energy which might possibly achieve his transformation into a man. 2
Theodor Adorno's popular music studies have been dis- missed as unsympathetic and antiquarian; in fact they are timelessly antisympathetic and in that respect appeal
1 This paper grew out of a reading group held under the auspices of the Centre for Studies on Culture and Society at Carleton University in Ottawa. I am in- debted to Jocelyne Guilbault, David l\farshall, Geraldine Finn, Will Straw, Jen- nifer Giles-Davis, Rob Shields, Paul Theberge, Steven Purvis, and Don Wal- lace, who contributed to the formation of these thoughts. 2 Theodor W. Adorno, "On Popular Music," Studies in Philosopfy and Social Sci- em"li 9, no. 1 (1941): 48. Subsequent references to this and other writings by Adorno will be made in the text with the following sigla and respective page numbers: OPM: "On Popular Music," Studies in Philosopfy and Social Science 9, no. 1 (1941): 17-48. DE: l\fax Horkheimer and Theodor Adorno, Diakctic qfEnlightenment, trans. John Cumming (New York: Continuum, 1991). ISM: Introdudion to the SoaoloJ!)! qfMusic, trarts. E.B. Ashton (New York: Continuum, 1976). ND: Negative Diakdics, trans. E.B. Ashton (New York: Seabury Press, 1973) .. PMl\I: Philosopfy qfModmt Music, trans. Anne G. Mitchell and Wesley V. Blomster (New York: Seabury Press, 1973). PR: Prisms, trarts. Samuel and Shierry Weber (Cambridge: l\fIT Press, 1983).
56 Dineen^ Adorno,^ Jitterbug,^ and^ the^ Adequate^ Listener
afresh to current readers. This paper is a reconsideration of one of Theodor Adorno's most preferred categories in his typology of music listening, the "adequate" listener, and a study of that listener's affinity with Adorno's most pilloried category, the popular music devotee. Adorno is often accused of a Eurocentric and elitist prejudice. The basic tenets of Adorno's acerbic popular music critique do not limit themselves, however, to the case of the popular music "jitterbug," but apply all too easily to Adorno's ideal, the adequate listener, the devotee of composers such as Schoenberg, Webern, and Berg. In the first chapter of the Introduction to a Sociology
a catalog of listening types, a listener capable of a techni- cal "structural hearing," which Adorno equates with an ideal or at least highly competent form of listening. Adorno, however, excludes from this type (and aU oth- ers) the very self-consciousness that would seem to be the goal of his critique of listening-the ability to com- prehend "hearing music as a sociological index" (ISM, 2). In doing so, he reduces this adequate listener to a struc- tural-hearing automaton remarkably like his popular mu- sic jitterbug. 3 In essence, although. the two listeners would seem the very antipodes, they are identical, for
.> On the double-edged nature of technique see Adorno, Aesthetic Theory, ed. Gretel Adorno and Rolf Tiedemann, trans. C. Lenhardt (London: Routledge and Kegan Paul, 1984), 304: "A work remains unintelligible unless its technique is understood, but similarly, technique remains unintelligible unless there is some understanding of the work in nontechnical terms." The adequate listener of Adorno's sociology would seem to have misplaced one side. Rose Rosen- gard Subotnik's rich and ample study of structural listening is filled with insight: ''Toward a Deconstruction of Structural Listening; A Critique of Schoenberg, Adorno, and Stravinsky," in Deconstmctive Variations: Music and Reason in Western Socie!y (Minneapolis: University of l\finnesota Press, 1996), 148-76. Compare Michael P. Steinberg, 'The Musical Absolute," New German Critique 56 (1992): 17-18.
58 Dineen Adorno, Jitterbug, and the Adequate Listener
ergy, and that only this awareness (to paraphrase the epi- graph's conclusion) achieves the transformation from insect to human.
A central tenet of Adorno's critical apparatus is the nega- tive dialectic-that things do not correspond adequately to their conception, but leave some remainder or nega- tive residue (ND, 5). For Adorno, Schoenberg's atonal music exemplifies the negative dialectic, a music remain- dered, marginalized, excluded by the division of leisure and work.~ The bourgeois socioeconomic system posits music as leisure, to which it opposes work. But the ob- ject, music, does not go into the concept, leisure, without leaving behind a remainder: Schoenberg. His music "sins against the division of life into work and leisure; [and] insists on a kind of work for one's leisure that could eas- ily call the latter into question" (PR, 150). The division of leisure and work produced by the socioeconomic sys-
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tern is a division that Schoenberg's mUS1C negates un- compromisingly. Negation, resistance, remainder-these byprod- ucts of an ill-fitting correspondence all contribute to an essential self-awareness or self-consciousness. Without the contradiction posed by resistant elements, such as a Schoenberg, the socioeconomic system would fall heir to what I shall call, after Adorno, the Enlightenment error (DE, 4-6).6 "Patriarchal" and "totalitarian," the system would extinguish "any trace of its own self- consciousness," which contradiction might otherwise provide (DE, 4).7 "Contradiction is necessary," Adorno
evaluation of Schoenberg: through contradiction, the composer attained individuation against all the homoge- nizing forces of bourgeois culture. By being contradic- tory, Schoenberg "declared his independence from [the conventional]." For Adorno, all great music, of which Schoenberg's was merely exemplary, justified itself through the individuating force of contradiction: "since the beginning of the bourgeois era, all great music has ... justified through its own individuation the conven- tional universal legality to which it is subject" (PM1f, 39).
5 P.l\Iurray Dineen, "Adorno and Schoenberg's Unanswered Question," Muri- cal Quarter!J 77, no. 3 (1993): 415-427. And see James L. Marsh, "Adorno's Critique of Stravinsky," New German Critique 28 (1983): 157: "[Schoenberg] is engaged in an art of negation not compromising in any way with the socioeco- nomic system out of which it emerges."
Smallest Link, trans. Juliane Brand and Christopher Hailey (Cambridge: Cam- bridge University Press, 1991), and James Martin Harding, "Integrating A tomi- zation: Adorno Reading Berg Reading Buchner," Theatre Joumal44 (1992): 1-13. 7 Compare Marsh's reading of Adorno on Stravinsky: "[Stravinsky] is practising an affirmative art that reconciles one to such an oppressive system" (Marsh, "Adorno's Critique," 157).
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gory such as the "resentment listener," the rigid, aggres- sive, sectarian devotee of Bach, is rife with Adorno's negative contradiction: this listener (fleeing another of Adorno's listening types, the crass "culture consumer") turns in search of purity back to the noble music of Bach, back to "times which he fancies are proof against reification, against the dominant commodity character" (ISM, 10). The contradiction: "In his rigidity [the resent- ment listener] pays tribute to the very reification he op- poses" (ISM, 10). As the culture consumer degrades Bach, the resentment listener elevates Bach and in doing so reifies Bach as a commodity. Resentment does not go gently into the concept of musical listening. Surely Adorno's preferred category of the ade- quate listener, like its resentful counterpart, is not a monolith but bears its own contradiction and leaves a negative remainder. In truth, Adorno touches on this possibility, but for reasons not at all clear, he sets aside a promising path: "One hasty assumption to guard against is that the professionals' privilege to constitute this type might be explicable by the social process of alienation between individuals and objective spirit in the late bour- geois phase. The explanation would discredit the type itself' (ISM, 5). In effect, Adorno shuns some larger so- cial causality that would produce this category as a re- mainder, the result of a bourgeois dialectic in which the individual does not fit wholly into the concept of objec- tivity. There is a serious contradiction in Adorno's ade- quate listener, a contradiction so flagrant that it seems only natural to have eluded Adorno. Surely the adequate listener lacks the very ability possessed by Adorno him- self-the ability at listening as a "sociological index." The adequate listener lacks the very adequacy Adorno demonstrates to us in all his writings. And by this lack
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62 Dineen Adorno, Jitterbug, and the Adequate ustmer
the adequate listener becomes an insect, an automaton, not only by following the technical logic of the music, but by doing so with all the forced spontaneity of Adorno's popular music fan. The adequate listener counts the tone rows, parses the tonal syntax, and takes these to be the object of study, a study ever more refined but exclusive of self-awareness and the question of lib- erty.9 To become such an insect is to become marginal- ized, remaindered, excluded from the sociological vehicle Adorno seems intent on inventing in his writings on mu- sic. In the late-bourgeois era, the professional-the truly adequate listener or performer-is elevated to a level of sterility not simply by the concert hall's demand for ex- orbitant "and, so to speak, measurable [athletic] per- formance" (ISM, 7) but more so by the exclusively tech- nical and ahistorical quality of adequate listening. lO The glaring error of the "adequate" category is that it takes no account of Adorno himself (surely not out of modesty): it excludes him from the horizon-the margin-the point from which the perspective is prop- erly drawn, thereby compromising the point of view of this and all other categories.
9 The limitations of an expert ability at twelve-tone composition were readily apparent to Adorno, although the relationship of the expert listener to the twelve-tone listener is lUldear. Christopher Norris encapsulates Adorno's posi- tion: by its technical nature Schoenberg's twelve-tone technique and its music (which the composer thought would free him from certain compositional re- straints) "'fails' in so far as it defeats its own object, negates the very impulse of 'subjective freedom,' and thus falls prey to an extreme form of reification which reflects the worst, the most inhuman aspects of present-day rationalized existence." Christopher Norris, ''Utopian Deconstruction: Ernst Bloch, Paul de Man and the Politics of Music," Paragraph 11, no.l (1988): 24-57; see p. 45. 10 And perhaps herein lies a perspective for treating the enigma of Glenn Gould, whose method of production accolUlted for the'historical necessity of the performer to exert some sense of control. Compare Edward Said, Musical Elaborations (New York: Columbia University Press, 1991), 14-15, 21-34,
64 Dineen Adorno, Jitterbug, and the Adequate Listener
veloped through variation, and to which all other voices were subordinate. Adorno calls this a "subjective melodic impulse" (PR, 157). Such a subjective presentation was historically in keeping with a society whose best "guaran- tee" seemed "the unrestricted interplay of subjects" (PR, 157). In Schoenberg's (and Adorno's) day, historical ne- cessity demanded the dissolution of this subjective me- lodic impulse into an objectivity best presented poly- phonically (as in the atonal works of Schoenberg and Webem), for "today [Adorno's day], ... subjectivity in its immediacy can no longer be regarded as the supreme category since its realization depends on society as a whole" (PR, 157). The state of society as a whole was reflected in the conflict and denial presented by the "ob- jective multivocal components" (PR, 157) of polyphony. The technical matter is homophony versus polyphony (borrowed in substance from another of Schoenberg's distinctions, developing variation versus contrapuntal envelopment). 12 The thesis is crude, but the notion of historical necessity as a mediation is nonetheless compel- ling. Ll What is the historical necessity of popular music for Adorno? Popular music, in divorcing detail from whole, reflects the general condition of the disenfran- chised listener. In a time of plenty, which should engen- der the greatest diversity of production, the goods ac- corded a consumer become standardized in the name of production efficiency. Access to the great potential wealth in the diversity of production is thereby denied,
12 See P. ~Iurray Dineen, "Schoenberg's Old Hat: The Contrapuntal Combina- tion," in Music Theory and the Exploration of the Past, ed. Christopher Hatch and David W. Bernstein (Chicago: University of Chicago Press, 1993), 435-448. l.l "The Problem of Mediation," and "A Material Theory of Fottn," in Max Paddison's Adorno's Aesthetics of Music, 108-83, give a detailed treatment of me- diation and the technical nature of music in Adorno's thought.
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and autonomy and independence in production are sacri- ficed to the very market forces that should guarantee them (DE, 120-21).H For Adorno, the historical necessity of popular music is epitomized in the musical term "standard": in "a 'standard' song ... pop melodies and lyrics must stick to an unmercifully rigid pattern while the composer of seri- ous songs is permitted free, autonomous creation" (ISI'vf, 25). The pop song leads back to a few basic perceptive categories known ad nauseam. Nothing really new is allowed to intrude, nothing but calculated effects that add some spice to the ever-sameness without imperiling it. And these effects in turn take their bearings from schemata (ISM, 26).
Although standardization makes music available to a much greater populace, it divorces the detail from the whole, divorces style from the composer's ideational in- spiration (OPM, 18). The style of the standard, the banal detail of its presentation, denies what music has hitherto sought to express-the individual compositional idea. What remains is nothing but style-no trace of idea in- teracting with style, an interaction basic to autonomy and independent judgment in all human endeavor (ISM, 38).IS For Adorno, this fracturing of style and idea is the prod- uct of historical conditions: the popular song is standard- ized under the forces of the popular music industry. The interaction of style and idea in Beethoven's music is a symptom of a unique historical moment, a his-
14 Compare Adorno, "A Social Critique of Radio Music," Kn!yon Review (Spring 1945), reprinted in vol. 18, nos. 3-4 (1996): 231-32, on the commodity charac- ter of music.. IS The autonomous nature of the art work-presumed in Adorno's opposition of popular and classic music production-is discussed by Lambert Zuidervaart in ''The Social Significance of Autonomous Art: Adorno and Burger," The Journal 0/ Aesthetics andArt Criticism 48, no. 1 (1990): 61-77.
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tee? Does she not, in her own way, elude hearing as a sociological index? To reiterate, by her inability to hear sociologically, the adequate listener becomes an automaton, following the technical logic of Web ern with the somnambulant spontaneity of Adorno's popular music fan. 16 Exclusively technical, ahistorical, expert listening to Webern-is there much to distinguish it from "being sprinkled with broadcast music, serious or popular, without really listen- ing"? Where in this typology is Adorno? To what cate- gory does his sociological ability-the horizon, the point of reference in this landscape of listeners-pertain? Adorno conceived as adequate a form of listening that accounts for nothing sociological. This compromises his whole listening typology. In coming to terms with Adorno's typology, we are forced to extrapolate. Surely the truly adequate lis- tener is an alienated listener, self-conscious, and aware of being remaindered by Adorno-a "negative" listener, who does not go easily into any category of listening, and whose ability to hear sociologically will never allow her to be "sprinkled" with music-be it popular or Webern's. In this respect, Adorno's is a false typology. To each of
16 On account of her ability to hear technically, the insect listener is not to be confused with Adorno's "retrogressive" listener, for whom Beethoven is just so much aural wallpaper. See Adorno, "A Social Critique of Radio ]'vlusic," 283; Adorno, "Analytic Study of the NBC Music Appreciation Hour," Musical QuarterlY 78, no. 2 (1994): 325-77, especially 352-58. Compare Edward Said's discussion of Toscanini in Musical Elaborations, 17-21. Nor is she to be confused with the adherents of Bach as described in ''Bach Defended Against His Devotees," Prisms, 135-137. Compare Susan McClary, 'The Blasphemy of Talking Politics During Bach Year," in Music and Society: The Politics of Composition, Peiformance and Reception, ed. Richard Leppert and Susan McClary (Cambridge: Cambridge University Press, 1987), 13-62, and P. Murray Dineen, "Still Life with Insects: Adorno Defended Against His Devotees," Criticus Musicus 1, no. 1 (1994): 23-
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68 Dineen Adorno,^ jitterbug,^ and^ the^ Adequate^ Ustener
his categories we might twin another, thereby drawing a distinction in kind between sufficient and insufficient or negative listeners. For every Adorno jitterbug, every re- sentment listener, every culture consumer, every devotee of the Second Viennese School, for every addict of popu- lar music, there is a parallel figure. There is a jitterbug who would acknowledge the contradiction in the verita- ble famine afflicting the cultural mass production of late capitalism, a famine which she wittingly experiences as a sociological index of her times. There is a resentment listener doubly resentful of the culture consumer who has driven her to recommodify Bach. There is a culture consumer who recognizes her insatiable appetite as the crowning achievement of a culture industry she de- spises. 17 Beside her sits the admirer of Schoenberg for whom the twinning of twelve-tone composition and the outdated forms of the eighteenth century-the gigues and rondos that Adorno so despised-is the acme of the contradiction, the negative dialectic, which Schoenberg courageously embodied. And amidst them all lies a popu- lar music addict for whom addiction is the only choice, since to choose a different musical style or genre would merely reinvent her addiction-the somnambulant, slav- ish devotion to music shared by Adorno's adequate lis- tener and jitterbug alike.
17 In a letter to Walter Benjamin, Adorno describes capitalism's role linking popular and "high" art: " ... a great work of art [and] ... the cinema .... Both beat the stigmata of capitalism, both contain elements of change .... Both are tom halves of an integral fr~edom, to which however they do not add up." Ernst Bloch, Georg Lukacs, Bertolt Brecht, Walter Benjamin, Theodot Adorno, Aesthetics and Politics (London: NLB, 1977), 123. See Adorno, "On the Fetish Character in ]\iusic and the Regression of Listening," in The Culture Industry: Selected Essqys on Mass Culture, ed. ]. M. Bernstein (London: Routledge, 1991), 26-52, especially 28-34 and 40-43 (which address the terms regressive listening and deconcentrated listeniniJ, and]. M. Bernstein's "Introduction," 2-3.
70 Dineen Adorno, Jitterbug, and the Adequate Listener
mold cast by Adorno. 18 Following Adorno's denial of a fundamental distinction between classical and popular music (OPM, 17), to elevate the jitterbug to the role of adequate listener is simply to change species, not genus. 19 Adorno's critique of popular music is examined closely in Richard Middleton's Stu4Jing Popular Music. 20 From this chapter emerges the view that Adorno is locked into an antiquated, monolithic vision of popular music production, a vision proper to the 1930s or 1940s, "when, more than at any other time, the machinery of 'mass culture' worked to considerable effect."21 The in-
18 Much of this rehabilitation proceeds by dismissing Adorno's essays on jazz music-primarily the essay in Prisms-as poorly informed, as if Adorno would have come around had he studied musicians of the caliber of John Coltrane. J. Bradford Robinson's dismissive 'The Jazz Essays of Ibeodor Adorno: Some Thoughts on Jazz Reception in Weimar Germany," in Popular Music 13, no. 1 (1994): 1-25, restricts the applicability of Adorno's critique to German jazz circa 1933-53, ruling out application to the present and to America. Theodore A. Gracyk elevates Beethoven, Schoenberg, and Omette Coleman in ways that Adorno might have found distasteful if not antithetical, in "Adorno, Jazz and the Aesthetics of Popular Music," The MusicalQuarterlY 76, no. 4 (1992): 526-42. Rose Rosengard Subotnik finds 'that Adorno was sympathetic to Schoenberg and would not have been to "grunge or punk rock or Laurie Anderson's mu- sic ... because he operated within the same set of concrete cultural assumptions, expectations, conventions, and values that Schoenberg did"; see Deconstmctive Variations, 167. This implies that Adorno might have come to value grunge, punk, or Anderson, had he but changed his cultural assumptions. 19 It also denigrates the jitterbug, who is of extreme negative importance to Adorno. For the notion of "images [BiklefJ," such as that of the jazz soloist who embodies the appearance of truth (becoming the locus of a kind of negative truth) in a ritual revelation of social character, see Susan Buck-Morss, The Origin
20 Richard Middleton, Sturjying Popular Music (philadelphia: Open University Press, 1990). See the chapter "'It's all over now.' Popular music and mass cul- ture - Adorno's theory." Compare Ulrich Schonherr, "Adorno and Jazz: Re- flections on a Failed Encounter," Telos, no. 87 (1991): 85-96, especially on the notion of resistance (92). 21 l.fiddleton, Popular Music, 35.
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dustry, Middleton argues forcefully, is "not ... a mono- lithic bloc but a constantly mutating organism made up of elements which are symbiotic and mutually contradic- tory at the same time."22 Most significantly, the industry has grown to involve "new kinds of mass or collective subjects" resistant to the sort of oppression Adorno pos- its. Adorno has overlooked the empowering, ennobling element of struggle and resistance: "What is missed is that alongside an increase in centralized control has been persisten t dissent;. domination-social, economic and ideological-has been maintained only through struggle." In this respect (although Middleton never suggests the analogy), the popular music devotee would share a strug- gle with Adorno's Schoenberg against the forces of cen- tralized artistic control. Middleton draws support largely from the recent critical literature, primarily studies of social groups and their various resistances. To this, however, he joins not his own sociological study but rather an analysis of the tune "These Foolish Things" in which he locates resis- tance to the social conformity that Adorno might attrib- ute to it. Middleton notes "the shapely overall curve" of the melody, "the way a certain simple ('innocent'?) penta- tonic inflection ... rubs against the 'romantic' harmonies," "foreign harmonies" that seem "to function as a distur- bance ... [of] tonal stability ... a technique derived directly from the nineteenth-century Lied and piano character piece."2~ For Middleton, Adorno's notion of a popular tune "surely begins to crack" under the weight of a com- poser such as Gershwin, but curiously in this analysis it cracks under the force of certain immanent masterly
22 Ibid., 38. 23 Ibid., 37. 2Qbid.,51.
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production that divorces style and idea, thereby under- mining autonomy, independence of judgment, and the concomitant awareness of historical necessity. Implicit in Adorno's adequate listener is a similar standardization-a strictly musical logic that stresses the contextual relation of style to idea, thus part to whole, but divorces this pu- tative organic relation from the historical necessity of the idea. The shibboleth "style and idea" becomes unthink- ing credo, and autonomy, independent judgment, and historical awareness are shut out. One sub-category within this kind of structural listening would be the twelve-tone listener, the row counter, for whom perhaps Adorno would have had a disdain even greater than that accorded the jitterbug, although the implicit distinction between adequate structural listening and twelve-tone listening is unclear in Adorno's work. 27 When elevated to a category, then, the search for the relationship of style and idea is nothing but the cravings of a jitterbug in new gmses. To this insect category let me contrast a category of "resistance" listener, comprising the negative listening types I postulated above-alienated, self-conscious, and aware of being remaindered by Adorno. A sociological element missing in Adorno's formulation of adequacy
27 The only author, to my knowledge, to attempt a critique of Adorno's posi- tion on twelve-tone music is Christopher Norris, who recognizes that Adorno's pilloried types often serve him in inverse proportion to their esteem: twelve- tone music fails (see note 9 above), "but it also succeeds-and for just that reason-in exposing those conditions [the most inhuman aspects of present- day rationalized existence], forcing them to the point of manifest self-defeat, and thus dosing off the various seductive escape-routes provided by music in its other, less taxing contemporary forms." See ''Utopian Deconstruction,". 45. It could be expressed inversely that Adorno's expert listener succeeds, but also fails, again exposing the inhuman aspects of a rational musical experience, forc- ing reason to self-defeat, and thereby dosing off all other listening types as escape routes.
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74 Dineen Adorno, jitterbug, and the Adequate Listener
would tug at these listeners and hold them from entering unselfconsciously into any of Adorno's categories. This kind of listener is mentioned obliquely by Adorno: 28 "The very man to whom all new music is not grey like cats in the night will eventually, on ground of identification with the matter, reject what is inadequate to its idea and there- fore to his own. One is tempted to make this the defini- tion of the expert listener" (ISM, 179). This listener re- sists all that is not immediately and necessarily adequate to the historical and sociological moment, resists every static thesis about listening that does not immediately inform her own musical awareness, and in doing so re- sists all categories, all typologies, even, perhaps espe- cially, Adorno's. In his sociological description of listening, Adorno could not have reified one category as ideal, for to do so would be to standardize it, to render it conven- tional. This would explain his puzzling silence on the na- ture of adequate listening, which would seem to ap- proximate an ideal.2 9 To specify definitively an ideal mode of listening, would be to recreate the Enlighten- ment error. All Adorno can do is point obliquely through and beyond his categories to a kind of constant resis- tance to reification. To point directly, to delimit a fixed attitude of resistance, would invalidate his sociological project; it would set up an ideal category in an exercise
categories of listening. In truth the exemplary "resistance listener" is Adorno himself; but, it goes without saying, for Adorno to establish "Adorno" as a mode of listening
29 The notion of an ideal listener would be bound up with absolute music and its dependence upon the individual, not an entirely unproblematic proposition for Adorno. See .l:fichael Steinberg, 'The Musical Absolute," passim.