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LL.B. III Term
LB-301 - Constitutional Law - I
Kamala Sankaran
Mahavir Singh
Meena S. Panickar
Aklavya Anand
Anju Sinha
Anumeha Mishra
Balajinaika BG
Cholaraja Mudimannan
Jai Prakash Meena
Jupi Gogoi
Kalpna Sharma
Moatoshi Ao
Narender Nagarwal
Parikshet Sirohi
Pramod Tiwari
Seema Singh
Shivika Choudhary
Upendra Nath
FACULTY OF LAW
UNIVERSITY OF DELHI, DELHI-110007
July 2020
(For private use only in the course of instruction)
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LL.B. III Term

LB-301 - Constitutional Law - I

Kamala Sankaran

Mahavir Singh

Meena S. Panickar

Aklavya Anand

Anju Sinha

Anumeha Mishra

Balajinaika BG

Cholaraja Mudimannan

Jai Prakash Meena

Jupi Gogoi

Kalpna Sharma

Moatoshi Ao

Narender Nagarwal

Parikshet Sirohi

Pramod Tiwari

Seema Singh

Shivika Choudhary

Upendra Nath

FACULTY OF LAW

UNIVERSITY OF DELHI, DELHI-

July 2020

(For private use only in the course of instruction)

FACULTY OF LAW

UNIVERSITY OF DELHI, DELHI-

July, 2020

LL.B. III Term

Paper: LB – 301: Constitutional Law – I

[ Principles of Federalism, Distribution of Legislative Powers between the Centre

and the States, Union and State Executive; Freedom of Trade, Commerce and

Intercourse; Parliament and State Legislatures, Judiciary and Emergency

provisions ]

Prescribed Text : The Constitution of India, 1950

Prescribed Books:

1. H.M. Seervai, Constitutional Law of India (4th^ ed., Vol 1 (1991), Vol. 2 (1993),

Vol. 3 (2019 Rep.))

2. M.P. Jain, Indian Constitutional Law (8th^ ed., 2018)

3. M. P. Singh, V. N. Shukla’s Constitution of India (13th^ ed., 2019)

4. D.D. Basu, Shorter Constitution of India (15th^ ed., 2018)

Recommended Books:

1. Granville Austin, The Indian Constitution: Cornerstone of a Nation (1966)

2. Granville Austin, Working a Democratic Constitution - A History of the Indian

Experience (1999)

3. B. Shiva Rao, The Framing of India’s Constitution– Select Documents (1967)

4. Report of the Commission on Centre – State Relations (Sarkaria Commission)

5. Report of the National Commission to Review the Working of the Constitution

Objectives

The Constitution contains the fundamental law of the land. It is the source of all powers

of, and limitations on, the three organs of the State, viz. the executive, legislature and

judiciary. No action of the State would be valid unless it is permissible under the

Constitution. Therefore, it is imperative to have a clear understanding of the nature and

working of the Constitution. This course is designed to orient the students towards said

understanding and develop an analytical approach through case law.

Topic 3 – The Union and the State Executives (5 Classes)

a) The President and Vice President – Qualifications, Election, Term of Office, Powers,

Impeachment (Articles 52-72); Governor – Appointment - Term of Office – Removal

and Powers (Articles 153 – 161)

b) Nature, Scope and Extent of Executive Powers of the Union and States (Article 73,

c) Union Council of Ministers – Powers and Position of the President (Articles 74-75);

State Council of Ministers (Articles 163-164); Relationship of the President/Governor

with the Council of Ministers; Scope and Extent of Judicial Review of Executive

Actions (Articles 74, 75,77,78,111,102, 103(2), 217(3), 163)

14. B.P. Singhal v. Union of India (2010) 6 SCC 331

15. U. N. R. Rao v. Indira Gandhi (1971) 2 SCC 63 66

16. S.P. Anand^ v. H.D. Deve Gowda^ (1996) 6 SCC 734^69

17. Samsher Singh v. State of Punjab (1974) 2 SCC 831 75

18. M.P. Spl. Police Estab. v. State of M.P (2004) 8 SCC 788 89

19. State (NCT of Delhi) v. Union of India (2018) 8 SCC 501 99

20. Epuru Sudhakar v. Govt. of A.P (2006) 8 SCC 321

Topic 4 – Parliament and State Legislatures (5 Classes)

Composition of Parliament and State legislatures; Qualification/Disqualification of Members;

Legislative Procedure, Legislative Privilege (Articles 79 – 122, 168 – 212)

21. S.P. Anand v. H.D. Deve Gowda, (1996) 6 SCC 734 69

22. B. R. Kapur^ v.^ State of Tamil Nadu^ (2001) 7 SCC 231^106

23. Lily Thomas v. Union of India (2013) 7 SCC 653. 117

24. Lok Prahari (through General Secretary SN Shukla)

v. Election Commission of India

(2018)18 SCC 114

25. Special Reference No. 1 of 2002 (Re Gujarat

Assembly Election Matter)

(2002) 8 SCC 237 127

26. Anil Kumar Jha v. Union of India (2005) 3 SCC 150

27. Jaya Bachchan v. Union of India (2006) 5 SCC 266

28. Consumer Education and Research Society v. Union

of India & Ors.

(2009) 9 SCC 648

29. In re Keshav Singh AIR 1965 SC 745

30. Raja Ram Pal v. Hon’ble Speaker, Lok Sabha (2007) 3 SCC 184 139

Topic 5 - Legislative Power of the Executive (Ordinances) (3 Classes)

Essential conditions for promulgation of an Ordinance: ‘Ordinance’ under Article 13;

Judicial Review; Validity of successive promulgation of the same Ordinance (Articles 123,

31. D. C. Wadhwa v. State of Bihar (1987) 1 SCC 378 159

32. A. K. Roy v. Union of India (1982) 1 SCC 271

33. Krishna Kumar Singh v. State of Bihar (2017) 3 SCC 1 165

Topic 6 – Union and State Judiciary (7 Classes)

Part-I Composition, Appointment, Removal and Jurisdiction

a) The Union Judiciary: the Supreme Court of India (Articles 124-147); Composition,

Appointment and Removal of Judges (Articles 124-130); Procedure (Article 145); the

High Courts in the States (Articles 214-231)

34. Union of India v. Sankalchand Himatlal Sheth (1997) 4 SCC 193

35. S. P. Gupta v. President of India (1981) Supp SCC 87 176

36. SC Advocates on Record Association v. UOI (1993) 4 SCC 441

37. In re Special Reference No. 1 of 1998 (1998) 7 SCC 739 193

Part-II Procedural requirements and innovations

a) Judicial Activism and overreach/self-restraint, Locus Standi , Laches, Res Judicata,

Exhaustion of Alternative Remedies and Public Interest Litigation – PIL (Concept of pro

bono public)

46 Daryao v. State of UP AIR 1961 SC

47 Trilokchand Motichand v. H.B. Munshi (1969)1 SCC 110

48 Bandhua Mukti Morcha v. Union of India (1984) 3 SCC 161

b) Power to issue appropriate orders and directions; Power to award Compensation

49 Rudul Sah v. State of Bihar AIR 1983 SC 1086

50 M.C. Mehta v. Union of India AIR 1987 SC 1086

Topic 7 – Distribution of Legislative Powers (14 Classes)

Articles 245 – 255, Schedule VII

a) Doctrine of Territorial Nexus (Article 245)

51. Tata Iron & Steel Co. Ltd. v. State of Bihar AIR 1958 SC 452

52. State of Bombay v. R. M. D. C. AIR 1957 SC 699

53. State of Bihar v. Charusila Dasi AIR1959 SC 1002 252

54. G.V.K. Industries v. Income Tax Officer (2011) 4 SCC 36 258

b) Subject-matter of laws made by Parliament/Legislatures of States; Position of Union

Territories (Article 246)

c) Interpretation of legislative lists:

 Plenary and Ancillary Power of Legislation

 Effect of Non Obstante Clause

 Doctrine of Harmonious Construction

55. In Re C P & Berar Sales of Motor Spirit &

Lubricants Taxation Act,

AIR 1939 FC 1 271

56. Gujarat University v. Krishna Ranganath

Mudholkar

AIR 1963 SC 703 284

 Doctrine of Pith and Substance

57. Prafulla Kumar v. Bank of Commerce , Khulna AIR 1947 PC 60 293

58. State of Rajasthan v. G. Chawla AIR1959 SC 544 300

59. State of Karnataka v. Drive-in Enterprises (2001) 4 SCC 60 304

 Colourable Exercise of Legislative Power

60. K.C. Gajapati Narayan Deo v. State of

Orissa

AIR 1953 SC375 309

d) Residuary Power of Legislation (Article 248)

61. Union of India v. H. S. Dhillon (1971) 2 SCC 779 324

e) Parliament’s Power to Legislate in List II (State List) – (Articles 246 (4), 247, 249-253,

f) Doctrine of Repugnancy (Article 254)

62. Zaverbhai v. State of Bombay AIR 1954 SC 752 336

63. Hoechst Pharmaceuticals Ltd.^ v.^ State of Bihar^ (1983) 4 SCC 45^342

64. Vijay Kr Sharma v. State of Karnataka (1990) 2 SCC 562

65. State of Kerala v. Mar Appraem Kuri Company Ltd. (2012) 7 SCC 106

Kesavananda Bharati v. State of Kerala AIR 1973 SC 1461

(SM Sikri, C.J., J.M.Shelat,K.S.Hegde, A.N.Grover,A.N.Ray, P.Jaganmohan Reddy, D.G.Palekar,

H.R.Khanna, K.K.Mathew, m.H.Beg, S.N. Dwivedi, A.K.Mukherjea and Y.V. Chandrachud, JJ.)

[The Supreme Court laid down the Theory of Basic Structure in this case. According to this theory, some of the provisions of the Constitution of India form its basic structure which are not amendable by Parliament by exercise of its constituent power under Article 368. See also Indira Nehru Gandhi v. Raj Narain , AIR 1975 SC 2299; Minerva Mills Ltd. v. Union of India , AIR 1980 SC 1789; Sanjeev Coke Mfg. Co. v. Bharat Coking Coal Ltd., AIR 1983 SC 239; L. Chandra Kumar v. Union of India, AIR 1997 SC 1125.] In this case, the validity of 24th, 25th^ and 29th^ amendments to the Constitution of India was challenged. The main question was related to the nature, extent and scope of amending power of the Parliament under the Constitution. The views of the majority were as follows: (1) I.C. Golak Nath v. State of Punjab , AIR 1967 SC 1643 (which had held that fundamental rights were beyond the amending powers of Parliament) was overruled; (2) The Constitution (Twenty-fourth Amendment) Act, 1971 (giving power to Parliament to amend any part of the Constitution) was valid; (3) Article 368, as amended, was valid but it did not confer power on the Parliament to alter the basic structure or framework of the Constitution; The court, however, did not spell out in any exhaustive manner as to what the basic structure/framework was except that some judges gave a few examples. (4) The amendment of Article 368(4) excluding judicial review of a constitutional amendment was unconstitutional. (5) The amendment of Article 31C containing the words “and no law containing a declaration that it is for giving effect to such policy shall be called in question in any court on the ground that it does not give effect to such policy” was held invalid;

S.M. SIKRI C.J.: 90. This Preamble, and indeed the Constitution, was drafted in the

light and direction of the Objectives Resolution adopted on January 22, 1947, which runs as follows:

(1) THIS CONSTITUENT ASSEMBLY declares its firm and solemn resolve to proclaim India as an Independent Sovereign Republic and to draw up for her future governance a Constitution; (2) wherein the territories that now comprise British India, the territories that now form the Indian States, and such other parts of India as are outside British India and the States, as well as such other territories as are willing to be constituted into the Independent Sovereign India, shall be a Union of them all; and

2 Kesavananda Bharati v. State of Kerala

(3) wherein the said territories, whether with their present boundaries or with such others as may be determined by the Constituent Assembly and thereafter according to the law of the Constitution, shall possess and retain the status of autonomous units, together with residuary powers, and exercise all powers and functions of government and administration, save and except such powers and functions as are vested in or assigned to the Union, or as are inherent or implied in the Union or resulting therefrom; and (4) wherein all power and authority of the Sovereign Independent India, its constituent parts and organs of government, are derived from the people; and (5) wherein shall be guaranteed and secured to all the people of India justice, social, economic and political; equality of status, of opportunity, and before the law; freedom of thought, expression, belief, faith, worship, vocation, association and action, subject to law and public morality; and (6) wherein adequate safeguards shall be provided for minorities, backward and tribal areas, and depressed and other backward classes; and (7) whereby shall be maintained the integrity of the territory of the Republic and its sovereign rights on land, sea and air according to justice and the law of civilized nations; and (8) this ancient land attains its rightful and honoured place in the world and makes its full and willing contribution to the promotion of world peace and the welfare of mankind.

  1. While moving the resolution for acceptance of the Objectives Resolution, Pandit Jawaharlal Nehru said:

It seeks very feebly to tell the world of what we have thought or dreamt for so long, and what we now hope to achieve in the near future. It is in that spirit that I venture to place this Resolution before the House and it is in that spirit that I trust the House will receive it and ultimately pass it. And may I, Sir, also with all respect, suggest to you and to the House that, when the time comes for the passing of this Resolution let it be not done in the formal way by the raising of hands, but much more solemnly, by all of us standing up and thus taking this pledge a new.

  1. The fundamental rights were considered of such importance that right was given to an aggrieved person to move the highest court of the land, i.e. the Supreme Court, by appropriate proceedings for the enforcement of the rights conferred by this part, and this was guaranteed. Article 32 (2) confers very wide powers on the Supreme Court, to issue directions or orders or writs including writs in the nature of habeas corpus, mandamus, prohibition, quo warranto and certiorari, whichever may be appropriate, for the enforcement of any of the rights conferred by this Part. Article 32(4) further provides that “the right guaranteed by this article shall not be suspended except as otherwise provided for by this Constitution”.
  2. The learned Attorney-General said that every provision of the Constitution is essential; otherwise it would not have been put in the Constitution. This is true. But this does not place every provision of the Constitution in the same position. The true position is that

4 Kesavananda Bharati v. State of Kerala

namely, the people of India. The Constitution has all the essential elements of a federalstructure as was the case in the Government of India Act, 1935, the essence of federalism being the distribution of powers between the federation or the Union and the States or the provinces. All the Legislatures have plenary powers but these are controlled by the basic concepts of the Constitution itself and they function within the limits laid down in it. All the functionaries, be they legislators, members of the executive or the judiciary take oath of allegiance to the Constitution and derive their authority and jurisdiction from its provisions. The Constitution has entrusted to the judicature in this country the task of construing the provisions of the Constitution and of safeguarding the fundamental rights. It is a written and controlled Constitution. It can be amended only to the extent of and in accordance with the provisions contained therein, the principal provision being Article 368. Although our Constitution is federal in its structure it provides a system modeled on the British parliamentary system. It is the executive that has the main responsibility for formulating the governmental policy by “transmitting it into law” whenever necessary. “The executive function comprises both the determination of the policy as well as carrying it into execution. This evidently includes the initiation of legislation, the maintenance of order, the promotion of social and economic welfare, the direction of foreign policy, in fact the carrying on or supervision of the general administration of the State”. With regard to the civil services and the position of the judiciary, the British model has been adopted in as much as the appointment of judges both of the Supreme Court of India and of the High Courts of the States is kept free from political controversies. Their independence has been assured. But the doctrine of parliamentary sovereignty as it obtains in England does not prevail here except to the extent provided by the Constitution. The entire scheme of the Constitution is such that it ensures the sovereignty and integrity of the country as a Republic and the democratic way of life by parliamentary institutions based on free and fair elections.

K.S. HEGDE & MUKHERJEA, JJ.: 667. We find it difficult to accept the contention

that our Constitution-makers after making immense sacrifices for achieving certain ideals made provision in the Constitution itself for the destruction of those ideals. There is no doubt as men of experience and sound political knowledge, they must have known that social, economic and political changes are bound to come with the passage of time and the Constitution must be capable of being so adjusted as to be able to respond to those new demands. Our Constitution is not a mere political document. It is essentially a social document. It is based on a social philosophy and every social philosophy like every religion has two main features, namely basic and circumstantial. The former remains constant but the latter is subject to change. The core of a religion always remains constant but the practices associated with it may change. Likewise, a Constitution like ours contains certain features which are so essential that they cannot be changed or destroyed. In any event it cannot be destroyed from within. In other words, one cannot legally use the Constitution to destroy itself. Under Article 368 the amended Constitution must remain ‘the Constitution’ which means the original Constitution. When we speak of the ‘abrogation’ or ‘repeal’ of the Constitution, we do not refer to any form but to substance. If one or more of the basic features of the Constitution are taken away to that extent the Constitution is abrogated or repealed. If all the basic features of the Constitution are repealed and some other provisions inconsistent

Kesavananda Bharati v. State of Kerala 5

with those features are incorporated, it cannot still remain the Constitution referred to in Article 368. The personality of the Constitution must remain unchanged.

PALEKAR, J .– 1229. Since fundamental questions with regard to the Constitution have

been raised, it will be necessary to make a few prefatory remarks with regard to the Constitution. The Constitution is not an indigenous product. Those who framed it were thoroughly acquainted with the Constitutions and constitutional problems of the more important countries in the world, especially, the English-speaking countries. They knew the Unitary and Federal types of Constitutions and the Parliamentary and Presidential systems of Government. They knew what constitutions were regarded as “flexible” constitution and what constitutions were regarded as “rigid” constitutions. They further knew that in all modern written constitutions special provision is made for the amendment of the Constitution. Besides, after the Government of India Act, 1935, this country had become better acquainted at first hand, both with the Parliamentary system of Government and the frame of a Federal constitution with distribution of powers between the Centre and the States. All this knowledge and experience went into the making of our Constitution which is broadly speaking a quasi- Federal constitution which adopted the Parliamentary system of Government based on adult franchise both at the Centre and in the States.

  1. The two words mentioned above ‘flexible’ and ‘rigid’ were first coined by Lord Bryce to describe the English constitution and the American constitution respectively. The words were made popular by Dicey in his Law of the Constitution first published in 1885. Many generations of lawyers, thereafter, who looked upon Dicey as one of the greatest expositors of the law of the constitution became familiar with these words. A ‘flexible’ constitution is one under which every law of every description (including one relating to the constitution) can legally be changed with the same ease and in the same manner by one and the same body. A ‘rigid’ constitution is one under which certain laws generally known as constitutional or fundamental laws cannot be changed in the same manner as ordinary laws. It will be noted that the emphasis is on the word ‘change’ in denoting the distinction between the two types of constitutions. Lord Birkenhead in delivering the judgment of the Judicial Committee of the Privy Council in Mc Cawley v. The King [1920 AC 691], used the words ‘uncontrolled’ and ‘controlled’ for the words ‘flexible’ and ‘rigid’ respectively which were current then. He had to examine the type of constitution Queensland possessed, whether it was a ‘flexible’ constitution or a ‘rigid’ one in order to decide the point in controversy. He observed at page 703 ‘The first point which requires consideration depends upon the distinction between constitutions the terms of which may be modified or repealed with no other formality than is necessary in the case of other legislation, and constitutions which can only be altered with some special formality and in some cases by a specially convened assembly’. He had to do that because the distinction between the two types of constitutions was vital to the decision of the controversy before the Privy Council. At page 704 he further said ‘Many different terms have been employed in the text-books to distinguish these two contrasted forms of constitution. Their special qualities may perhaps be exhibited as clearly by calling the one a ‘controlled’ and the other an ‘uncontrolled’ constitution as by any other nomenclature’. Perhaps this was an apology for not using the words ‘rigid’ and ‘flexible’

Kesavananda Bharati v. State of Kerala 7

for great public ends in the future, is not a pale intellectual concept but a dynamic idea which must dominate in any consideration of the width of the amending power. No existing Constitution has reached its final form and shape and become, as it were a fixed thing incapable of further growth. Human societies keep changing; needs emerge, first vaguely felt and unexpressed, imperceptibly gathering strength, steadily becoming more and more exigent, generating a force which, if left unheeded and denied response so as to satisfy the impulse behind it, may burstforth with an intensity that exacts more than reasonable satisfaction. As Wilson said, a living Constitution must be Darwinian in structure and practice. The Constitution of a nation is the outward and visible manifestation of the life of the people and it must respond to the deep pulsation for change within. “A Constitution is an experiment as all life is an experiment”. If the experiment fails, there must be provision for making another. Jefferson said that there is nothing sanctimonious about a Constitution and that nobody should regard it as the Ark of the Covenant, too sacred to be touched. Nor need we ascribe to men of preceding age, a wisdom more than human and suppose that what they did should be beyond amendment. A Constitution is not an end in itself, rather a means for ordering the life of a nation. The generation of yesterday might not know the needs of today, and, ‘if yesterday is not to paralyse today’, it seems best to permit each generation to take care of itself. The sentiment expressed by Jefferson in this behalf was echoed by Dr Ambedkar. If there is one sure conclusion which I can draw from this speech of Dr Ambedkar, it is this: He could not have conceived of any limitation upon the amending power. How could he have said that what Jefferson said is “not merely true but absolutely true”, unless he subscribed to the view of Jefferson that “each generation is a distinct nation with a right, by the will of the majority to bind themselves but none ‘to bind the succeeding generations more than the inhabitants of another country”, and its corollary which follows as ‘the night the day’ that each generation should have the power to determine the structure of the Constitution under which they live. And how could this be done unless the power of amendment is plenary, for it would be absurd to think that Dr Ambedkar contemplated a resolution in every generation for changing the Constitution to suit its needs and aspirations. I should have thought that if there is any implied limitation upon any power, that limitation is that the amending body should not limit the power of amendment of the future generation by exercising its power to amend the amending power. Mr Palkhivala said that if the power of amendment of the amending power is plenary, one generation can, by exercising that power, take away the power of amendment of the Constitution from the future generations and foreclose them from ever exercising it. I think the argument is too speculative to be countenanced. It is just like the argument that if men and women are given the freedom to choose their vocations in life, they would all jump into a monastery or a nunnery, as the case may be, and prevent the birth of a new generation; or the argument of some political thinkers that if freedom of speech is allowed to those who do not believe in it, they would themselves deny it to others when they get power and, therefore, they should be denied that freedom today, in order that they might not deny it to others tomorrow.

S. R. Bommai v. Union of India 1994 (3) SCC 1 (S.Ratnavel Pandian, A.M.Ahmadi, Kuldip Singh, J.S.Verma, P.B.Sawant, K.Ramaswamy, S.C.Agrawal, Yogeshwar Dayal and B.P.Jeevan Reddy, JJ.) [ President’s Rule in States under Article 356 – grounds and scope of judicial review ]

In this case, the court examined issues such as the nature of Indian Constitution, certain aspects of the centre-state relations, circumstances under which imposition of President’s rule in the states could be justified, scope of judicial review of President’s satisfaction in imposing President’s rule in a State, dissolution of the State Assembly and the effect of dissolution on disapproval of the proclamation by Parliament, power of the Supreme Court to invalidate the proclamation and its effect on the dissolution of the Assembly.

FACTS IN S.R. BOMMAI’S APPEAL

On March 5, 1985 elections were held to the Karnataka State Legislative Assembly. The Janata Dal won 139 seats out of 225 seats and the Congress Party was the next largest party securing 66 seats. Shri R.K. Hegde was elected as the leader of Janata Dal and became the Chief Minister. Due to his resignation on August 12, 1988, Shri S.R. Bommai, was elected as leader of the party and became the Chief Minister. As on February 1, 1989, the strength of Janata Dal was 111; the Congress 65 and Janata Party 27, apart from others. On April 15, 1989, the expansion of the Ministry caused dissatisfaction to some of the aspirants. One KalyanMolakery and others defected from Janata Dal and he wrote letters on April 17 and 18, 1989 to the Governor enclosing the letters of 19 others expressing want of confidence in Shri Bommai. On April 19, 1989, the Governor of Karnataka sent a report to the President. On April 20, 1989, 7 out of 19 MLAs that supported KalyanMolakery, wrote to the Governor that their signatures were obtained by misrepresentation and reaffirmed their support to Shri Bommai. On the same day, the Cabinet also decided to convene the Assembly session on April 27, 1989 at 3.30 p.m. to obtain vote of confidence. Shri Bommai met the Governor and requested him to allow floor-test to prove his majority and he was prepared even to advance the date of the session. In this scenario, the Governor sent his second report to the President and exercising the power under Article 356, the President issued Proclamation, dismissed Bommai government and dissolved the Assembly on April 21, 1989 and assumed the administration of the State of Karnataka. When a writ petition was filed on April 26, 1989, a special bench of three Judges of the High Court of Karnataka dismissed the writ petition [ S.R. Bommai v. Union of India , AIR 1990 Kant. 5].

SRI RAM JANMABHOOMI-BABRI MASJID ISSUE

In the elections held in February, 1990, the Bhartiya Janata Party [BJP] emerged as majority party in the Legislative Assemblies of Uttar Pradesh, Madhya Pradesh, Rajasthan and Himachal Pradesh and formed the Governments in the respective States. One of the programmes of the BJP was to construct a temple for Lord Sri Rama at his birthplace Ayodhya. That was made an issue in its manifesto for the

10 S. R. Bommai v. Union of India

by three-fourths of the States. Besides under that Constitution there is a single legislative list enumerating the powers of the Union and, therefore, automatically the other subjects are left to the States. This is evident from the Tenth Amendment. Of course, the responsibility to protect the States against invasion is of the Federal Government. The States are, therefore, prohibited from entering into any treaty, alliance, etc., with any foreign power. The principle of dual sovereignty is carried in the judicial set-up as well since disputes under federal laws are to be adjudicated by federal courts, while those under State laws are to be adjudicated by State courts, subject of course to an appeal to the Supreme Court of the United States. The interpretation of the Constitution is by the United States Supreme Court.

  1. We may now read some of the provisions of our Constitution. Article 1 of the Constitution says : “India, that is Bharat, shall be a Union of States.” Article 2 empowers Parliament to admit into the Union, or establish, new States on such terms and conditions as it thinks fit. Under Article 3, Parliament can by law form a new State by separation of territory from any State or by uniting two or more States or parts of States or by uniting any territory to a part of any State; increasing the area of any State; diminishing the area of any State; altering the boundaries of any State; or altering the name of any State. The proviso to that article requires that the Bill for the purpose shall not be introduced in either House of Parliament except on the recommendation of the President and unless, where the proposal contained in the Bill affects the area, boundaries or name of any of the States, the Bill has been referred by the President to the Legislature of that State for expressing its views thereon. On a conjoint reading of these articles, it becomes clear that Parliament has the right to form new States, alter the areas of existing States, or the name of any existing State. Thus the Constitution permits changes in the territorial limits of the States and does not guarantee their territorial integrity. Even names can be changed. Under Article 2 it is left to Parliament to determine the terms and conditions on which it may admit any area into the Union or establish new States. In doing so, it has not to seek the concurrence of the State whose area, boundary or name is likely to be affected by the proposal. All that the proviso to Article 3 requires is that in such cases the President shall refer the Bill to the Legislatures of the States concerned likely to be affected “to express their views”. Once the views of the States are known, it is left to Parliament to decide on the proposed changes. Parliament can, therefore, without the concurrence of the State or States concerned change the boundaries of the State or increase or diminish its area or change its name. These provisions show that in the matter of constitution of States, Parliament is paramount. This scheme substantially differs from the federal set-up established in the United States of America. The American States were independent sovereign States and the territorial boundaries of those independent States cannot be touched by the Federal Government. It is these independent sovereign units which together decided to form into a federation unlike in India where the States were not independent sovereign units but they were formed by Article 1 of the Constitution and their areas and boundaries could, therefore, be altered, without their concurrence, by Parliament. It is well-known that since independence, new States have been created, boundaries of existing States have been altered, States have been renamed and individual States have been extinguished by parliamentary legislation.

S. R. Bommai v. Union of India 11

  1. Our Founding Fathers did not deem it wise to shake the basic structure of Government and in distributing the legislative functions they, by and large, followed the pattern of the Government of India Act, 1935. Some of the subjects of common interest were, however, transferred to the Union List, thereby enlarging the powers of the Union to enable speedy and planned economic development of the nation. The scheme for the distribution of powers between the Union and the States was largely maintained except that some of the subjects of common interest were transferred from the Provincial List to the Union List thereby strengthening the administrative control of the Union. It is in this context that this Court in State of W.B. v. Union of India [AIR 1963 SC 1241] observed:

The exercise of powers, legislative and executive, in the allotted fields is hedged in by the numerous restrictions, so that the powers of the States are not co-ordinate with the Union and are not in many respects independent. 18.In Union of India v. H.S. Dhillon [(1971) 2 SCC 779] another feature in regard to the distribution of legislative power was pointed out, in that, under the Government of India Act, 1935, the residuary power was not given either to the Union Legislature or to the provincial legislatures, but under our Constitution, by virtue of Article 248, read with Entry 97 in List I of the VII Schedule, the residuary power has been conferred on the Union. This arrangement substantially differs from the scheme of distribution of powers in the United States of America where the residual powers are with the States.

  1. The Preamble of our Constitution shows that the people of India had resolved to constitute India into a Sovereign Secular Democratic Republic and promised to secure to all its citizens Justice, Liberty and Equality and to promote among them all Fraternity assuring the dignity of the individual and the unity and integrity of the Nation. In the people of India, therefore, vests the legal sovereignty while the political sovereignty is distributed between the Union and the States. Article 73 extends the executive power of the Union to matters with respect to which Parliament has power to make laws and to the exercise of such rights, authority and jurisdiction as are exercisable by the Government of India by virtue of any treaty or agreement. The executive power which is made co-extensive with Parliament’s power to make laws shall not, save as expressly provided by the Constitution or in any law made by Parliament, extend in any State to matters with respect to which the Legislature of the State also has power to make laws. Article 162 stipulates that the executive power of a State shall extend to matters with respect to which the Legislature of the State has power to make laws provided that in any matter with respect to which the Legislature of a State and Parliament have power to make laws, the executive power of the State shall be subject to, and limited by, the executive power expressly conferred by the Constitution or by any law made by Parliament upon the Union or authorities thereof. It may also be noticed that the executive power of every State must be so exercised as not to impede or prejudice the exercise of the executive power by the Union. The executive power of the Union also extends to giving such directions to a State as may appear to the Government of India to be necessary for those purposes and as to the construction, maintenance of means of communication declared to be of national or military importance and for protection of railways. The States have to depend largely on financial assistance from the Union. Under the scheme of Articles 268 to 273, States are in certain cases allowed to collect and retain duties imposed by the Union; in other